Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 171 — Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions · § 171.11

§ 171.11. Sanctions.

48 words·~1 min read·/us/cfr/t17/s§ 171.11·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

In the event a party fails to fulfill his obligations under these Rules, the Commission may impose appropriate sanctions including dismissal of the appeal or summary reversal of the decision under appeal. Sanctions may be imposed on the motion of a party or on the Commission's own motion.